Monday, April 3, 2017

Celltrion Files IPR Petitions Against Genentech's Herceptin Dosing Regimen Patents

            On March 24, 2017, Celltrion filed two separate IPR petitions against Genentech’s patents covering "a method for treatment a human patient diagnosed with cancer characterized by overexpression of ErbB2 receptor.”  The patents cover the drug Herceptin (trastuzumab), and claim administering an initial dose of Herceptin, followed by subsequent doses that are “same or less than the initial dose.”

Patent/IPR
Claim 1
6,627,196
IPR2017-01139
1. A method for the treatment of a human patient diagnosed with cancer characterized by overexpression of ErbB2 receptor, comprising administering an effective amount of an anti-ErbB2 antibody to the human patient, the method comprising: administering to the patient an initial dose of at least approximately 5 mg/kg of the anti-ErbB2 antibody; and administering to the patient a plurality of subsequent doses of the antibody in an amount that is approximately the same or less than the initial dose, wherein the subsequent doses are separated in time from each other by at least two weeks. 
7,371,379
 IPR2017-01140
1. A method for the treatment of a human patient diagnosed with cancer characterized by overexpression of ErbB2 receptor, comprising administering an effective amount of an anti-ErbB2 antibody to the human patient, the method comprising: administering to the patient an initial dose of at least approximately 5 mg/kg of the anti-ErbB2 antibody; and administering to the patient a plurality of subsequent doses of the antibody in an amount that is approximately the same or less than the initial dose, wherein the subsequent doses are separated in time from each other by at least two weeks; and further comprising administering an effective amount of a chemotherapeutic agent to the patient. 

The patents admit that the prior art trastuzumab dosing regimen consisted of a 4 mg/kg loading dose, followed by a weekly 2 mg/kg maintenance doses.  The patents claim a higher initial dose (at least 5mg/kg versus 4mg/kg) followed by a less frequent tri-weekly dose (“separated by at least two weeks”) than the admitted prior art’s more frequent weekly dose.

Celltrion’s position is that the claims of these two patents are obvious over Slamon[1] and Watanabe[2], in View of Baselga[3] and Pegram[4].  Celltrion does not have an anticipatory position.
 
Celltrion mainly relies on Slamon, which discloses administration of trastuzumab “of 8 mg/kg over the first three week period, followed by 6 mg/kg every three weeks thereafter:”

Week
1
2
3
4
5
6
7
8
9
10
11
12
Weekly dose
(mg/kg)
4
2
2
2
2
2
2
2
2
2
2
2
Q 3 week dose (mg/kg)
8
6
6
6
Claims of the Patents
5 or more
0
0
Same or less as initial
0
0
Same or less as initial
0
0
Same or less as initial
0
0

According to Celltrion, “to account for an every-three-week schedule, a POSA would have administered an 8 mg/kg loading dose, followed by 6 mg/kg maintenance doses, each administered three weeks apart.”

Celltrion relies on Baselga and Pegram for disclosing pharmacokinetic data that allow POSA to calculate serum concentration since “the prior art repeatedly disclosed a target efficacious serum concentration of 10 μg/ml. . .Starting with an initial serum concentration of 169 μg/ml, and applying the conservative one week half-life discussed above, a POSA would have calculated that the serum concentration would still remain well above the 10 μg/ml target efficacious serum concentration three weeks after the 6 mg/kg dose is administered (i.e., 50% would remain after one week, 25 % after two weeks, and 12.5%, or approximately 21.1 μg/ml would remain after three weeks).”

Celltrion relies on Watanabe for disclosing “that administration of weekly doses as high as 8 mg/kg were safe and relatively well-tolerated.”

Celltrion’s petition also addresses statements by Genentech during prosecution that the prior art taught away from the claimed invention:

The applicants responded that the prior art taught away from the claimed invention because (1) a POSA would not have wanted to increase the interval between doses beyond trastuzumab’s known half-life (i.e., either 5.8, 8.3, or 9.1 days) “for fear that insufficient levels of drug would remain in the patient to treat cancer;” and (2) Watanabe recommended further studies with a 2 mg/kg or 4 mg/kg weekly dose, not a higher, less frequent dose.
Regarding Genentech’s first point on not increasing the interval between doses beyond the half-life, Celltrion argues that “half-life is only one piece of the relevant information. . . Rather, when determining whether a less frequent regimen was likely to be effective, a POSA would have considered half-life together with initial serum concentration and target trough serum concentration.”  Regarding the second point of Watanabe recommending lower doses than the claimed dose, Celltrion argues that “Watanabe was published in the same proceedings as Slamon, and there is no reason to believe that Watanabe was aware of Slamon’s results prior to its publication.  Thus, because Watanabe’s suggestion to pursue a weekly regimen was made without the benefit of Slamon’s disclosure, it is not reflective of all of the prior art available to a POSA at the time of the alleged invention.”  

The Board has not yet made a decision on the petitions.  Genentech's related patent in Europe has been found to be invalid. <http://www.kwm.com/en/uk/knowledge/insights/court-of-appeal-upholds-invalidity-of-herceptin-dosing-regime-patent-20150211>.




[1] Trial, 17 J. CLIN. ONCOLOGY, *377, 98a (May 1998).
[2] 17 J. CLIN. ONCOLOGY, *702, 182a (May 1998)
[3] 14 J. CLIN. ONCOLOGY, No. 3 737-744 (Mar. 1996)
[4] 16 J. CLIN. ONCOLOGY, No. 8 2659-2671 (Aug. 1998)

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